Global Financial Regulatory Blog

Tag Archives: risk assessment

Hong Kong SFC Consults on Enhancements to Anti-Money Laundering Guideline

Amidst its continued regulatory focus on money laundering and terrorist financing risks, the SFC seeks to clarify and consolidate guidance for licensed firms. By Simon Hawkins and Kenneth Y.F. Hui On 18 September 2020, the Hong Kong Securities and Futures Commission (SFC) published a consultation paper proposing a number of amendments to its Guideline on … Continue Reading
LexBlog