Global Financial Regulatory Blog

Tag Archives: issuers

FCA Seeks to Extend Climate-Related Disclosures for Listed Companies

The FCA is consulting on extending its rules to standard listed issuers. By Paul A. Davies, Chris Horton, James Inness, Anna Ngo, and Charlotte Collins On 22 June 2021, the FCA published a Consultation Paper (CP21/18) on extending the application of the existing climate-related disclosure requirements for commercial companies with a UK premium listing to a wider scope of listed … Continue Reading

MAR and Sustainable Investing / ESG

ESG and the reasonable investor test under MAR. By David Berman, Rob Moulton, and Nicola Higgs Background Historically, “profit maximisation” has been regarded as the sole (or predominant) objective for investors. Today, however, an ever-increasing proportion of investors have additional/alternative — sustainability (or ESG)-related — objectives[i]. These investors are not seeking profit at all costs … Continue Reading

Staying Inside — FCA’s New Guidance on Market Conduct During COVID-19

New guidance for issuers and market participants on capital raising events and alternative working arrangements, and additional time allowed for filing half-yearly financial reports. By James Inness, Nicola Higgs, Connor Cahalane, and Anna Lewis-Martinez On 27 May 2020, the FCA published its Primary Market Bulletin 28, which provides an update for issuers on temporary relief … Continue Reading
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